Merrill Lynch, Pierce, Fenner & Smith Inc.

CIK 0000728612

10% Owner

Filings

Latest May 22, 2026

Issuers covered

Showing

50 of 93

Page 1

Track record

701 of 1,128 open-market trades scored (62% price coverage) - 427 issuers without price data. Returns are signed: a +10% move on a sale shows as -10% (insider was wrong).

Horizon	Trades	Win rate	Avg	Median	Best	Worst
30 days	701	36%	-0.6%	-1.0%	+27.1%	-27.1%
90 days	695	54%	+0.8%	+0.6%	+28.1%	-25.1%
180 days	677	52%	+1.2%	+0.2%	+21.5%	-20.3%
365 days	623	49%	+1.1%	0.0%	+25.1%	-25.4%

Issuers

Companies where Merrill Lynch, Pierce, Fenner & Smith Inc. has filed

Ticker	Issuer	Filings	Last filed
NZF	Nuveen Municipal Credit Income Fund	11	Feb 27, 2026
MUI	Blackrock Municipal Income Fund, Inc.	9	May 18, 2026
NMZ	Nuveen Municipal High Income Opportunity Fund	7	Dec 22, 2025
NAN	Nuveen New York Quality Municipal Income Fund	5	May 21, 2026
NAD	Nuveen Quality Municipal Income Fund	5	Jan 5, 2026
PMF	Pimco Municipal Income Fund	5	Jun 13, 2025
PML	Pimco Municipal Income Fund II	5	May 22, 2026
NMCO	Nuveen Municipal Credit Opportunities Fund	4	May 20, 2026
VKI	Invesco Advantage Municipal Income Trust II	3	Apr 6, 2026
NBH	Neuberger Berman Municipal Fund Inc.	3	May 22, 2026
EFR	Eaton Vance Senior Floating-Rate Trust	2	Dec 20, 2024
FMN	Federated Hermes Premier Municipal Income Fund	2	Apr 11, 2025
GUT	Gabelli Utility Trust	2	Dec 20, 2024
MHI	Pioneer Municipal High Income Fund, Inc.	2	Dec 13, 2024
PMM	Putnam Managed Municipal Income Trust	2	Jan 14, 2025
AFB	Alliancebernstein National Municipal Income Fund	1	Dec 13, 2024
MUA	Blackrock Muniassets Fund, Inc.	1	Dec 13, 2024
MUJ	Blackrock Muniholdings New Jersey Quality Fund, Inc.	1	Dec 13, 2024
MHN	Blackrock Muniholdings New York Quality Fund, Inc.	1	Dec 13, 2024
MYD	Blackrock Muniyield Fund, Inc.	1	Dec 13, 2024
MQY	Blackrock Muniyield Quality Fund, Inc.	1	Dec 13, 2024
BNY	Blackrock New York Municipal Income Trust	1	Dec 13, 2024
DMF	Bny Mellon Municipal Income, Inc.	1	Dec 13, 2024
DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	1	Dec 13, 2024
LEO	Bny Mellon Strategic Municipals, Inc.	1	Dec 13, 2024
DMB	Bny Mellon Municipal Bond Infrastructure Fund, Inc.	1	Dec 13, 2024
BTA	Blackrock Long-Term Municipal Advantage Trust	1	Dec 13, 2024
HCA	Hca Healthcare, Inc.	1	Mar 28, 2025
VCV	Invesco California Value Municipal Income Trust	1	Dec 13, 2024
OIA	Invesco Municipal Income Opportunities Trust	1	Dec 13, 2024
VPV	Invesco Pennsylvania Value Municipal Income Trust	1	Dec 13, 2024
IQI	Invesco Quality Municipal Income Trust	1	Dec 20, 2024
VGM	Invesco Trust for Investment Grade Municipals	1	Dec 20, 2024
VTN	Invesco Trust for Investment Grade New York Municipals	1	Dec 13, 2024
HYB	New America High Income Fund Inc	1	Dec 20, 2024
NMS	Nuveen Minnesota Quality Municipal Income Fund	1	Dec 13, 2024
PCQ	Pimco California Municipal Income Fund	1	Aug 13, 2025
PCK	Pimco California Municipal Income Fund II	1	Jun 13, 2025
PNI	Pimco New York Municipal Income Fund II	1	Aug 13, 2025
MAV	Pioneer Municipal High Income Advantage Fund, Inc.	1	Dec 13, 2024
PMO	Putnam Municipal Opportunities Trust	1	Mar 23, 2026

All filings

93 Form 4 / 4-A filings, newest first

Filed	Issuer	Top transaction	Shares	Price	Value
May 22, 2026	NBHNeuberger Berman Municipal Fund Inc.	PPurchase	3,200	$10.26	$32,832
May 22, 2026	PMLPimco Municipal Income Fund II	PPurchase	680	$7.355	$5,001
May 21, 2026	NANNuveen New York Quality Municipal Income Fund	SSale	3,000	$11.375	$34,125
May 20, 2026	NMCONuveen Municipal Credit Opportunities Fund	PPurchase	1,000	$10.61	$10,610
May 18, 2026	MUIBlackrock Municipal Income Fund, Inc.	SSale	407	$12.33	$5,018
May 12, 2026	MUIBlackrock Municipal Income Fund, Inc.	SSale	407	$12.35	$5,026
May 4, 2026	MUIBlackrock Municipal Income Fund, Inc.	PPurchase	407	$12.33	$5,018
Apr 6, 2026	VKIInvesco Advantage Municipal Income Trust II	PPurchase	3,359	$8.68	$29,156
Mar 23, 2026	PMOPutnam Municipal Opportunities Trust	PPurchase	50	$10.57	$529
Mar 17, 2026	PMLPimco Municipal Income Fund II	PPurchase	65	$7.7447	$503
Feb 27, 2026	NZFNuveen Municipal Credit Income Fund	SSale	8	$12.965	$104
Feb 19, 2026	NMCONuveen Municipal Credit Opportunities Fund	PPurchase	1,400	$10.745	$15,043
Jan 28, 2026	NZFNuveen Municipal Credit Income Fund	PPurchase	343	$12.545	$4,303
Jan 5, 2026	NADNuveen Quality Municipal Income Fund	PPurchase	6,374	$12.005	$76,520
Jan 5, 2026	NZFNuveen Municipal Credit Income Fund	PPurchase	6,075	$12.61	$76,606
Jan 5, 2026	VKIInvesco Advantage Municipal Income Trust II	PPurchase	8,531	$9.0847	$77,502
Dec 30, 2025	NMCONuveen Municipal Credit Opportunities Fund	SSale	1,500	$10.21	$15,315
Dec 22, 2025	NMZNuveen Municipal High Income Opportunity Fund	SSale	1,000	$10.54	$10,540
Dec 10, 2025	NANNuveen New York Quality Municipal Income Fund	PPurchase	1,000	$11.53	$11,530
Nov 12, 2025	MUIBlackrock Municipal Income Fund, Inc.	PPurchase	1	$12.55	$13
Nov 7, 2025	MUIBlackrock Municipal Income Fund, Inc.	SSale	1	$12.54	$13
Oct 15, 2025	MUIBlackrock Municipal Income Fund, Inc.	PPurchase	1	$12.48	$12
Oct 14, 2025	NMZNuveen Municipal High Income Opportunity Fund	SSale	6,440	$10.635	$68,489
Oct 10, 2025	NMZNuveen Municipal High Income Opportunity Fund	PPurchase	190	$10.62	$2,018
Oct 7, 2025	NZFNuveen Municipal Credit Income Fund	SSale	1,500	$12.574	$18,861
Oct 6, 2025	MUIBlackrock Municipal Income Fund, Inc.A	SSale	4,780	$12.68	$60,610
Oct 1, 2025	NZFNuveen Municipal Credit Income Fund	PPurchase	197	$12.40	$2,443
Sep 29, 2025	MUIBlackrock Municipal Income Fund, Inc.	SSale	4,780	$12.68	$60,610
Sep 19, 2025	NMZNuveen Municipal High Income Opportunity Fund	PPurchase	10,784	$10.645	$114,796
Aug 21, 2025	NZFNuveen Municipal Credit Income Fund	SSale	2,100	$11.86	$24,906
Aug 13, 2025	PCQPimco California Municipal Income Fund	PPurchase	349	$8.225	$2,871
Aug 13, 2025	PNIPimco New York Municipal Income Fund II	PPurchase	105	$6.5158	$684
Jul 7, 2025	PMLPimco Municipal Income Fund II	SSale	111	$7.46	$828
Jun 13, 2025	PCKPimco California Municipal Income Fund II	PPurchase	75	$5.30	$398
Jun 13, 2025	PMLPimco Municipal Income Fund II	PPurchase	9,390	$7.4487	$69,943
Jun 13, 2025	PMFPimco Municipal Income Fund	PPurchase	11,313	$7.955	$89,995
Apr 17, 2025	NADNuveen Quality Municipal Income Fund	PPurchase	2,103	$11.0897	$23,322
Apr 11, 2025	FMNFederated Hermes Premier Municipal Income Fund	PPurchase	13	$10.85	$141
Mar 28, 2025	HCAHca Healthcare, Inc.	PPurchase	1,580	$25.28	$39,942
Mar 18, 2025	NZFNuveen Municipal Credit Income Fund	PPurchase	8,100	$12.446	$100,813
Mar 13, 2025	NZFNuveen Municipal Credit Income Fund	SSale	1	$12.485	$12
Feb 28, 2025	PMFPimco Municipal Income Fund	PPurchase	8	$9.185	$73
Feb 26, 2025	PMFPimco Municipal Income Fund	PPurchase	1,106	$9.08	$10,042
Feb 25, 2025	PMFPimco Municipal Income Fund	SSale	20,610	$9.13	$188,169
Feb 20, 2025	NZFNuveen Municipal Credit Income Fund	PPurchase	6,771	$12.65	$85,653
Feb 6, 2025	NANNuveen New York Quality Municipal Income Fund	PPurchase	1,900	$11.47	$21,793
Jan 22, 2025	NANNuveen New York Quality Municipal Income Fund	PPurchase	1,611	$11.37	$18,317
Jan 17, 2025	NADNuveen Quality Municipal Income Fund	PPurchase	800	$11.71	$9,368
Jan 17, 2025	NMZNuveen Municipal High Income Opportunity Fund	SSale	5	$10.94	$55
Jan 14, 2025	PMMPutnam Managed Municipal Income Trust	PPurchase	16,585	$6.02	$99,842

Showing 1-50 of 93

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Real-time Form 4 intelligence. Smarter insider tracking.

Filed		Top transaction	Shares	Price	Value