NOTE 8-K filed 2026 · insiderdelta

Item 8.01.

Other Events.

Event of Default – Subordinated Debt

On April 3, 2026, the staff of the New York Stock Exchange (the “ NYSE ”) filed a Form 25 (the “ Form 25 ”) with Securities and Exchange Commission to delist the shares of Class A common stock, par value $0.0001 per share (the “ Common Stock ”), of FiscalNote Holdings, Inc., a Delaware corporation (the “ Company ”) and the Company’s warrants to purchase 0.131 shares of Common Stock, with an exercise price of $11.50 per share of Common Stock (the “ Warrants ”). The Form 25 became effective and the Common Stock and Warrants were delisted on April 13, 2026 (the “ Delisting ”). The Common Stock and the Warrants now trade on the OTCID Basic Market under the symbols “NOTE” and “NOTEW”, respectively. The Company intends to pursue available opportunities to list its Common Stock on other tiers or exchanges that offer further improvements to investor access and liquidity as it executes on its strategic plans.

On April 21, 2026, the Company entered into forbearance agreements with each of GPO FN Noteholder, LLC (“ GPO ”) and YA II PN, Ltd (together with GPO, the “ Subordinated Creditors ”), pursuant to which the Subordinated Creditors have agreed to waive defaults under the terms of subordinated convertible debt instruments issued to the Subordinated Creditors arising from the Delisting, and to forbear from exercising any rights relating to such defaults, until May 21, 2026.
NOTE Fiscalnote Holdings, Inc. - 8-K

Item 8.01 - Other Events

Item 9.01 - Financial Statements and Exhibits
