HAFC Hanmi Financial Corp - 8-K

Item 5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers;
Compensatory Arrangements of Certain Officers

(b)               
On May 22, 2026, Gideon Yu, a member of the Board of Directors of Hanmi Financial Corporation (the “Corporation”) and
its subsidiary corporation, Hanmi Bank (the “Bank”), notified the Corporation of his resignation from the Boards of the Corporation
and the Bank, effective immediately. Mr. Yu had served as a member of the Board since 2021 and was a member of the Nominating and Corporate
Governance Committee and Risk, Compliance and Planning Committees at the time of his resignation. Mr. Yu’s resignation was not the
result of any disagreement with the Corporation on any matter relating to the Corporation’s operations, policies or practices.

As previously disclosed in the Corporation’s definitive proxy statement
for the Corporation’s 2026 Annual Meeting of Stockholders of the Corporation (the “Meeting”), which was filed with the
Securities and Exchange Commission on April 15, 2026 (the “Proxy Statement”), Mr. Yu had been nominated for reelection as
a director. In light of his resignation prior to the Annual Meeting, Mr. Yu did not stand for reelection and any votes relating to his
election as a director were disregarded.

(e)            
On May 27, 2026, the stockholders
of the Corporation approved the Hanmi Financial Corporation 2026 Employee Stock Purchase Plan (the “ESPP”). A description
of the material terms of the ESPP is contained in the Proxy Statement (under Proposal No. 3: Approval of the 2026 Employee Stock Purchase
Plan) and incorporated herein by reference. A copy of the ESPP is being filed as Exhibit 10.1 to this Current Report on Form 8-K.

Item 5.07

Submission of Matters to a Vote of Security Holders.

The Meeting was held on May 27, 2026. At the Meeting, the stockholders
voted on the following items:

(1)               
Ten board nominees to serve for terms expiring at the 2027 Annual Meeting of Stockholders and until their successors are elected
and qualified. The voting results are as follows:

Nominee

For

Against

Abstain

Broker Non-Votes

John J. Ahn

24,362,516

535,680

5,779

1,517,024

Chrstine P. Ball

24,865,067

35,504

3,404

1,517,024

Christie K. Chu

24,488,628

410,124

5,223

1,517,024

Harry H. Chung

24,792,986

105,209

5,780

1,517,024

Bonita I. Lee

24,789,416

111,694

2,864

1,517,024

Gloria J. Lee

24,802,878

98,862

2,235

1,517,024

James A. Marasco

24,797,297

103,260

3,418

1,517,024

Daniel J. Medici

24,865,539

35,017

3,419

1,517,024

David L. Rosenblum

24,536,551

365,364

2,060

1,517,024

Thomas J. Williams

24,864,575

36,796

2,604

1,517,024

(2)

The advisory vote on executive compensation paid to the Corporation’s Named Executive Officers as
described in the proxy statement for the Meeting. The voting results are as follows:

For

Against

Abstain

Broker Non-Votes

24,534,573

361,059

8,343

1,517,024

(3)

The approval of the Hanmi Financial Corporation 2026 Employee Stock Purchase Plan. The voting results
are as follows:

For

Against

Abstain

Broker Non-Votes

24,886,127

12,400

5,448

1,517,024

(4)

The ratification of the appointment of Crowe LLP as the Company’s independent registered public
accounting firm for the fiscal year ending December 31, 2026. The voting results are as follows:

For

Against

Abstain

26,350,596

68,179

2,224

Item 9.01

Financial Statements and Exhibits

(d)

Exhibits

10.1

Hanmi Financial Corporation 2026 Employee Stock Purchase Plan (incorporated by reference to Appendix A to the proxy statement for the Annual Meeting of Stockholders filed with the Securities and Exchange Commission on April 15, 2026 (File No. 000-30421))

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