| HDSN | HTHUDSON TECHNOLOGIES INC /NY | 3 | 3 | Feb 28, 2024 |
| HCTI | HTHealthcare Triangle, Inc. | 3 | 3 | Mar 13, 2024 |
| VATE | ININNOVATE Corp. | 3 | 3 | Mar 21, 2024 |
| INVE | IDIdentiv, Inc. | 3 | 1 | Mar 1, 2024 |
| III | ISInformation Services Group Inc. | 3 | 3 | Mar 19, 2024 |
| NOTV | INInotiv, Inc. | 3 | 3 | Jan 25, 2024 |
| INZY | IPInozyme Pharma, Inc. | 3 | 3 | Mar 15, 2024 |
| JKHY | JHJACK HENRY & ASSOCIATES INC | 3 | 3 | Jan 5, 2024 |
| JSDA | JSJONES SODA CO | 3 | 1 | Mar 25, 2024 |
| — | JPJPMorgan Private Markets Fund | 3 | 3 | Jan 24, 2024 |
| — | JCJefferies Credit Partners BDC Inc. | 3 | 7 | Feb 6, 2024 |
| — | KIKKR Infrastructure Conglomerate LLC | 3 | 3 | Jan 23, 2024 |
| KREF | KRKKR Real Estate Finance Trust Inc. | 3 | 3 | Feb 9, 2024 |
| KNTE | KBKinnate Biopharma Inc. | 3 | 3 | Mar 5, 2024 |
| KRBP | KBKiromic Biopharma, Inc. | 3 | 3 | Mar 20, 2024 |
| KSCP | KNKnightscope, Inc. | 3 | 3 | Feb 22, 2024 |
| DNUT | KKKrispy Kreme, Inc. | 3 | 1 | Mar 12, 2024 |
| LAKE | LILAKELAND INDUSTRIES INC | 3 | 3 | Feb 2, 2024 |
| USA | LALIBERTY ALL STAR EQUITY FUND | 3 | 3 | Mar 26, 2024 |
| LCUT | LBLIFETIME BRANDS, INC | 3 | 3 | Mar 12, 2024 |
| LGF.B | LGLIONS GATE ENTERTAINMENT CORP /CN/ | 3 | 2 | Mar 29, 2024 |
| — | LFLodging Fund REIT III, Inc. | 3 | 3 | Mar 19, 2024 |
| LOWLF | LFLowell Farms Inc. | 3 | 5 | Jan 26, 2024 |
| MRIN | MSMARIN SOFTWARE INC | 3 | 3 | Mar 8, 2024 |
| MTRX | MSMATRIX SERVICE CO | 3 | 2 | Mar 25, 2024 |
| MNOV | MEMEDICINOVA INC | 3 | 3 | Jan 11, 2024 |
| MOGA/MOGB | MOMOOG INC. | 3 | 3 | Mar 20, 2024 |
| MPAA | MPMOTORCAR PARTS OF AMERICA INC | 3 | 3 | Mar 26, 2024 |
| MGLD | MCMarygold Companies, Inc. | 3 | 1 | Mar 19, 2024 |
| MCFT | MBMasterCraft Boat Holdings, Inc. | 3 | 7 | Mar 19, 2024 |
| MDT | MPMedtronic plc | 3 | 3 | Mar 7, 2024 |
| MGX | MEMetagenomi, Inc. | 3 | 6 | Feb 15, 2024 |
| MITI | MIMitesco, Inc. | 3 | 3 | Jan 16, 2024 |
| MTEM | MTMolecular Templates, Inc. | 3 | 3 | Jan 25, 2024 |
| MNTS | MOMomentus Inc. | 3 | 3 | Mar 22, 2024 |
| MCAAU | M&Mountain & Co. I Acquisition Corp. | 3 | 3 | Mar 8, 2024 |
| NBR | NINABORS INDUSTRIES LTD | 3 | 3 | Feb 21, 2024 |
| NGS | NGNATURAL GAS SERVICES GROUP INC | 3 | 3 | Mar 18, 2024 |
| NKTR | NTNEKTAR THERAPEUTICS | 3 | 3 | Feb 22, 2024 |
| NXGL | NENEXGEL, INC. | 3 | 3 | Mar 5, 2024 |
| NODK | NINI Holdings, Inc. | 3 | 3 | Mar 8, 2024 |
| NBIO | NBNascent Biotech Inc. | 3 | 3 | Feb 27, 2024 |
| NVTS | NSNavitas Semiconductor Corp | 3 | 3 | Mar 15, 2024 |
| NRX | NENeuraxis, INC | 3 | 1 | Feb 29, 2024 |
| NGLD | NCNevada Canyon Gold Corp. | 3 | 1 | Mar 1, 2024 |
| HOVR | NHNew Horizon Aircraft Ltd. | 3 | 3 | Jan 24, 2024 |
| NVCT | NPNuvectis Pharma, Inc. | 3 | 3 | Mar 19, 2024 |
| NUWE | NUNuwellis, Inc. | 3 | 3 | Jan 4, 2024 |
| OCC | OCOPTICAL CABLE CORP | 3 | 3 | Feb 1, 2024 |
| OTRK | ONOntrak, Inc. | 3 | 3 | Jan 4, 2024 |