| UCTT | UCUltra Clean Holdings, Inc. | 2 | 1 | Feb 6, 2024 |
| VNOM | VEViper Energy, Inc. | 2 | 2 | Mar 8, 2024 |
| VTSI | VIVirTra, Inc | 2 | 2 | Mar 25, 2024 |
| VISL | VTVislink Technologies, Inc. | 2 | 2 | Jan 19, 2024 |
| XTNT | XMXtant Medical Holdings, Inc. | 2 | 2 | Feb 16, 2024 |
| ZIVO | ZBZivo Bioscience, Inc. | 2 | 2 | Jan 4, 2024 |
| THQ | AHabrdn Healthcare Opportunities Fund | 2 | 2 | Jan 4, 2024 |
| HQL | ALabrdn Life Sciences Investors | 2 | 2 | Jan 4, 2024 |
| VTVT | VTvTv Therapeutics Inc. | 2 | 7 | Mar 7, 2024 |
| AIR | AAAAR CORP | 3 | 3 | Mar 21, 2024 |
| ARAY | ACACCURAY INC | 3 | 3 | Mar 5, 2024 |
| AEMD | AMAETHLON MEDICAL INC | 3 | 3 | Jan 2, 2024 |
| ALRN | ATAILERON THERAPEUTICS INC | 3 | 3 | Mar 6, 2024 |
| AIRI | AIAIR INDUSTRIES GROUP | 3 | 3 | Jan 10, 2024 |
| AWF | AGALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC | 3 | 3 | Mar 19, 2024 |
| ALPP | A4ALPINE 4 HOLDINGS, INC. | 3 | 3 | Feb 26, 2024 |
| ACNT | AIASCENT INDUSTRIES CO. | 3 | 3 | Mar 21, 2024 |
| AHNR | AGATHENA GOLD CORP | 3 | 2 | Jan 30, 2024 |
| ATRI | ATATRION CORP | 3 | 2 | Mar 11, 2024 |
| RCEL | AMAVITA Medical, Inc. | 3 | 2 | Feb 28, 2024 |
| ACXP | APAcurx Pharmaceuticals, Inc. | 3 | 3 | Jan 22, 2024 |
| UAVS | AAAgEagle Aerial Systems Inc. | 3 | 3 | Jan 3, 2024 |
| AISP | AAAirship AI Holdings, Inc. | 3 | 3 | Mar 6, 2024 |
| ALDX | ATAldeyra Therapeutics, Inc. | 3 | 3 | Mar 12, 2024 |
| ARI | ACApollo Commercial Real Estate Finance, Inc. | 3 | 2 | Jan 31, 2024 |
| AZTR | AZAzitra, Inc. | 3 | 3 | Feb 15, 2024 |
| BATL | BOBATTALION OIL CORP | 3 | 16 | Mar 29, 2024 |
| — | BABBR ALO Fund, LLC | 3 | 2 | Mar 5, 2024 |
| BCBP | BBBCB BANCORP INC | 3 | 2 | Mar 18, 2024 |
| BZH | BHBEAZER HOMES USA INC | 3 | 3 | Mar 7, 2024 |
| BCRX | BPBIOCRYST PHARMACEUTICALS INC | 3 | 3 | Mar 4, 2024 |
| BIOR | BTBIORA THERAPEUTICS, INC. | 3 | 3 | Feb 15, 2024 |
| BFZ | BCBLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST | 3 | 2 | Mar 27, 2024 |
| DSU | BDBLACKROCK DEBT STRATEGIES FUND, INC. | 3 | 3 | Feb 2, 2024 |
| MUA | BMBLACKROCK MUNIASSETS FUND, INC. | 3 | 3 | Feb 2, 2024 |
| MYD | BMBLACKROCK MUNIYIELD FUND, INC. | 3 | 3 | Feb 2, 2024 |
| MYI | BMBLACKROCK MUNIYIELD QUALITY FUND III, INC. | 3 | 3 | Feb 2, 2024 |
| BRCC | BRBRC Inc. | 3 | 3 | Feb 27, 2024 |
| BRKL | BBBROOKLINE BANCORP INC | 3 | 1 | Mar 13, 2024 |
| BFA, BFB | BFBROWN FORMAN CORP | 3 | 3 | Mar 13, 2024 |
| BBW | BABUILD-A-BEAR WORKSHOP INC | 3 | 2 | Mar 20, 2024 |
| BUKS | BNBUTLER NATIONAL CORP | 3 | 1 | Feb 6, 2024 |
| BNZI | BIBanzai International, Inc. | 3 | 7 | Mar 26, 2024 |
| BODI | BCBeachbody Company, Inc. | 3 | 3 | Mar 19, 2024 |
| BCDA;BCDAW | BIBioCardia, Inc. | 3 | 3 | Mar 28, 2024 |
| BIT | BMBlackRock Multi-Sector Income Trust | 3 | 3 | Feb 2, 2024 |
| TIPWX | BTBluerock Total Income (plus) Real Estate Fund | 3 | 3 | Jan 4, 2024 |
| BBLG | BBBone Biologics Corp | 3 | 3 | Jan 19, 2024 |
| BOWL | BOBowlero Corp. | 3 | 8 | Mar 29, 2024 |
| BAER | BABridger Aerospace Group Holdings, Inc. | 3 | 5 | Jan 26, 2024 |