| EBF | ENENNIS, INC. | 2 | 2 | Feb 14, 2024 |
| XCUR | EXEXICURE, INC. | 2 | 2 | Mar 6, 2024 |
| ELYM | ETEliem Therapeutics, Inc. | 2 | 2 | Mar 20, 2024 |
| EARN | EREllington Residential Mortgage REIT | 2 | 2 | Jan 2, 2024 |
| ENVB | EBEnveric Biosciences, Inc. | 2 | 2 | Feb 26, 2024 |
| FG | FAF&G Annuities & Life, Inc. | 2 | 2 | Mar 5, 2024 |
| FGI | FIFGI Industries Ltd. | 2 | 2 | Mar 22, 2024 |
| FCAP | FCFIRST CAPITAL INC | 2 | 2 | Feb 29, 2024 |
| FTK | FIFLOTEK INDUSTRIES INC/CN/ | 2 | 1 | Mar 12, 2024 |
| FLYX | FLFLYEXCLUSIVE INC. | 2 | 2 | Mar 6, 2024 |
| FTAI | FAFTAI Aviation Ltd. | 2 | 2 | Feb 28, 2024 |
| FAT | FBFat Brands, Inc | 2 | 2 | Mar 18, 2024 |
| FATH | FDFathom Digital Manufacturing Corp | 2 | 2 | Feb 27, 2024 |
| FINW | FBFinwise Bancorp | 2 | 1 | Mar 5, 2024 |
| SVVC | FTFirsthand Technology Value Fund, Inc. | 2 | 6 | Feb 23, 2024 |
| FLUX | FPFlux Power Holdings, Inc. | 2 | 2 | Mar 6, 2024 |
| FTRE | FOFortrea Holdings Inc. | 2 | 2 | Mar 15, 2024 |
| — | FBFranklin BSP Capital Corp | 2 | 2 | Jan 26, 2024 |
| — | FBFranklin BSP Lending Corp | 2 | 2 | Jan 26, 2024 |
| GAB | GEGABELLI EQUITY TRUST INC | 2 | 2 | Mar 1, 2024 |
| GDL | GFGDL FUND | 2 | 2 | Mar 28, 2024 |
| GLBZ | GBGLEN BURNIE BANCORP | 2 | 1 | Mar 26, 2024 |
| GOF | GSGUGGENHEIM STRATEGIC OPPORTUNITIES FUND | 2 | 1 | Feb 1, 2024 |
| GTHP | GTGUIDED THERAPEUTICS INC | 2 | 2 | Mar 22, 2024 |
| GYRE | GTGYRE THERAPEUTICS, INC. | 2 | 2 | Mar 21, 2024 |
| GGZ.B | GGGabelli Global Small & Mid Cap Value Trust | 2 | 2 | Feb 22, 2024 |
| GRX | GHGabelli Healthcare & WellnessRx Trust | 2 | 2 | Mar 1, 2024 |
| GME | GAGameStop Corp. | 2 | 2 | Jan 8, 2024 |
| GOVX | GLGeoVax Labs, Inc. | 2 | 2 | Feb 22, 2024 |
| GCEH | GCGlobal Clean Energy Holdings, Inc. | 2 | 2 | Jan 29, 2024 |
| — | GCGolub Capital Direct Lending Unlevered Corp | 2 | 2 | Mar 8, 2024 |
| GDNSF | GGGoodness Growth Holdings, Inc. | 2 | 1 | Jan 8, 2024 |
| GECC | GEGreat Elm Capital Corp. | 2 | 1 | Mar 4, 2024 |
| HHS | HHHARTE HANKS INC | 2 | 2 | Mar 4, 2024 |
| HRGN | HAHarvard Apparatus Regenerative Technology, Inc. | 2 | 1 | Jan 12, 2024 |
| HLXB | HAHelix Acquisition Corp. II | 2 | 2 | Feb 13, 2024 |
| IBEX | ILIBEX Ltd | 2 | 1 | Mar 5, 2024 |
| IVFH | IFINNOVATIVE FOOD HOLDINGS INC | 2 | 2 | Jan 4, 2024 |
| IVAC | ININTEVAC INC | 2 | 1 | Feb 2, 2024 |
| INTZ | ININTRUSION INC | 2 | 2 | Jan 24, 2024 |
| NVIV | ITINVIVO THERAPEUTICS HOLDINGS CORP. | 2 | 1 | Feb 7, 2024 |
| INFU | INInfuSystem Holdings, Inc | 2 | 2 | Mar 5, 2024 |
| IVRN | ISInnoveren Scientific, Inc. | 2 | 6 | Jan 18, 2024 |
| CTV | INInnovid Corp. | 2 | 2 | Mar 1, 2024 |
| IVVD | INInvivyd, Inc. | 2 | 2 | Jan 26, 2024 |
| JJSF | JSJ&J SNACK FOODS CORP | 2 | 2 | Feb 20, 2024 |
| JANL | JAJANEL CORP | 2 | 1 | Feb 29, 2024 |
| N/A | JHJohn Hancock Asset-Based Lending Fund | 2 | 1 | Feb 2, 2024 |
| KIDZ | KIKIDOZ INC. | 2 | 2 | Mar 28, 2024 |
| KKR | K&KKR & Co. Inc. | 2 | 2 | Mar 8, 2024 |