| Mar 28, 2024 | LPLALPL Financial Holdings Inc. | SRSCHIFTER RICHARD P Director | AGrant | 22 | $0.00 | $0 | |
| Mar 28, 2024 | LPLALPL Financial Holdings Inc. | TC | AGrant | 8 | $0.00 | $0 | |
| Mar 28, 2024 | KIDZKIDOZ INC. | WJWilliams Jason Miles Chief Executive Officer · Director | Holdings only | — | — | — | |
| Mar 28, 2024 | CLHCLEAN HARBORS INC | WB | SSale | 7,996 | $199.07 | $1,591,764 | |
| Mar 28, 2024 | HQYHEALTHEQUITY, INC. | DEDilsaver Evelyn S Director | SSale | 32,500 | $79.2876 | $2,576,847 | |
| Mar 28, 2024 | NETCloudflare, Inc. | LC | SSale | 8,011 | $100.0441 | $801,453 | |
| Mar 28, 2024 | CLNEClean Energy Fuels Corp. | FP | AGrant | 3,802 | $0.00 | $0 | |
| Mar 28, 2024 | THRDThird Harmonic Bio, Inc. | MG | Holdings only | — | — | — | |
| Mar 28, 2024 | MDRRMedalist Diversified REIT, Inc. | KFKAVANAUGH FRANK CEO & PRESIDENT · Director · 10% Owner | Holdings only | — | — | — | |
| Mar 28, 2024 | IOTSamsara Inc. | BJBicket John SEE REMARKS · Director · 10% Owner | SSale | 84,182 | $39.199 | $3,299,850 | |
| Mar 28, 2024 | ACHRArcher Aviation Inc. | MMMesler Mark CHIEF FINANCIAL OFFICER | Holdings only | — | — | — | |
| Mar 28, 2024 | ACHRArcher Aviation Inc. | MTMuniz Thomas Paul CHIEF TECHNOLOGY OFFICER | Holdings only | — | — | — | |
| Mar 28, 2024 | IOTSamsara Inc. | BSBiswas Sanjit CHIEF EXECUTIVE OFFICER · Director · 10% Owner | SSale | 84,464 | $39.2013 | $3,311,099 | |
| Mar 28, 2024 | ACHRArcher Aviation Inc. | PTPerkins Tosha CHIEF PEOPLE PARTNERSHIPS OFF. | Holdings only | — | — | — | |
| Mar 28, 2024 | IOTSamsara Inc. | CLCaimi Lara PRESIDENT, WORLDWIDE FIELD OPS | SSale | 19,379 | $39.00 | $755,781 | |
| Mar 28, 2024 | CWCOConsolidated Water Co. Ltd. | MFMCTAGGART FREDERICK W. PRESIDENT AND CEO · Director | AGrant | 12,711 | $0.00 | $0 | |
| Mar 28, 2024 | CWCOConsolidated Water Co. Ltd. | SDSasnett David EVP & CHIEF FINANCIAL OFFICER | AGrant | 5,735 | $0.00 | $0 | |
| Mar 28, 2024 | NAMSNewAmsterdam Pharma Co N.V. | TJ | PPurchase | 8,429 | $21.50 | $181,224 | |
| Mar 28, 2024 | CWCOConsolidated Water Co. Ltd. | JRJERRYBANDAN RAMJEET EVP & CHIEF OPERATING OFFICER | AGrant | 5,598 | $0.00 | $0 | |
| Mar 28, 2024 | CWCOConsolidated Water Co. Ltd. | BBBRODIE BRENT VP OF SALES AND MARKETING | AGrant | 2,698 | $0.00 | $0 | |
| Mar 28, 2024 | MXCTMAXCYTE, INC. | JJJohnston John Joseph Director | SSale | 5,000 | $4.405 | $22,025 | |
| Mar 28, 2024 | AXONAXON ENTERPRISE, INC. | BB | FTax | 1,298 | $319.14 | $414,244 | |
| Mar 28, 2024 | MDRRMedalist Diversified REIT, Inc.A | KFKAVANAUGH FRANK CEO & PRESIDENT · Director · 10% Owner | Holdings only | — | — | — | |
| Mar 28, 2024 | AMPAMERIPRISE FINANCIAL INC | BDBrockman Dawn M. SVP AND CONTROLLER | FTax | 237 | $433.49 | $102,737 | |
| Mar 28, 2024 | MAINMain Street Capital CORP | HDHyzak Dwayne L. CEO, SMD · Director | JOther | 504.62 | $45.82 | $23,122 | |
| Mar 28, 2024 | MAINMain Street Capital CORP | BJBeauvais Jason B EVP, GC, CCO, SECRETARY | JOther | 116.37 | $45.82 | $5,332 | |
| Mar 28, 2024 | MAINMain Street Capital CORP | SSSOLCHER STEPHEN B Director | JOther | 165.28 | $46.20 | $7,636 | |
| Mar 28, 2024 | MAINMain Street Capital CORP | GJGriffin Jon Kevin Director | JOther | 198.56 | $46.20 | $9,173 | |
| Mar 28, 2024 | MAINMain Street Capital CORP | MJMorris Jesse E EVP , CFO AND COO | JOther | 47.95 | $45.82 | $2,197 | |
| Mar 28, 2024 | MAINMain Street Capital CORP | MNMeserve Nicholas MANAGING DIRECTOR | JOther | 39.22 | $45.82 | $1,797 | |
| Mar 28, 2024 | MAINMain Street Capital CORP | LB | JOther | 142.87 | $46.20 | $6,600 | |
| Mar 28, 2024 | MAINMain Street Capital CORP | JJJACKSON JOHN EARL Director | JOther | 193.56 | $46.20 | $8,942 | |
| Mar 28, 2024 | MAINMain Street Capital CORP | MDMagdol David L. PRESIDENT, CIO AND SMD | JOther | 120.72 | $45.82 | $5,531 | |
| Mar 28, 2024 | MAINMain Street Capital CORP | SD | JOther | 69.45 | $46.20 | $3,209 | |
| Mar 28, 2024 | GPSGAP INC | FRFISHER ROBERT J Director · 10% Owner | GGift | 1,000,000 | $0.00 | $0 | |
| Mar 28, 2024 | MAINMain Street Capital CORP | FV | JOther | 1,572.2 | $45.82 | $72,038 | |
| Mar 28, 2024 | TCSContainer Store Group, Inc. | TC | AGrant | 10,424 | $0.00 | $0 | |
| Mar 28, 2024 | TCSContainer Store Group, Inc. | SKStuckey Karen Marie Director | AGrant | 10,424 | $0.00 | $0 | |
| Mar 28, 2024 | DDSDILLARD'S, INC. | MDMATHENY DRUE EXECUTIVE VICE PRESIDENT | GGift | 4,650 | $0.00 | $0 | |
| Mar 28, 2024 | AVTEAerovate Therapeutics, Inc. | DBDake Benjamin T SEE REMARKS | SSale | 11,068 | $27.9652 | $309,519 | |
| Mar 28, 2024 | DMDesktop Metal, Inc. | MJMyerberg Jonah CHIEF TECHNOLOGY OFFICER | Holdings only | — | — | — | |
| Mar 28, 2024 | DMDesktop Metal, Inc. | CJCole Jason M CFO & TREASURER | Holdings only | — | — | — | |
| Mar 28, 2024 | DMDesktop Metal, Inc. | NTNogueira Thomas CHIEF OPERATING OFFICER | Holdings only | — | — | — | |
| Mar 28, 2024 | TCSContainer Store Group, Inc. | KL | DDisposition | 31,165 | $0.00 | $0 | |
| Mar 28, 2024 | TCSContainer Store Group, Inc. | ON | DDisposition | 31,165 | $0.00 | $0 | |
| Mar 28, 2024 | CRWDCrowdStrike Holdings, Inc. | OD | Holdings only | — | — | — | |
| Mar 28, 2024 | TCSContainer Store Group, Inc. | LT | DDisposition | 31,165 | $0.00 | $0 | |
| Mar 28, 2024 | TCSContainer Store Group, Inc. | SWSTURGIS WENDI CHRISTINE Director | DDisposition | 31,165 | $0.00 | $0 | |
| Mar 28, 2024 | TCSContainer Store Group, Inc. | SC | DDisposition | 31,165 | $0.00 | $0 | |
| Mar 28, 2024 | MORFMorphic Holding, Inc. | RB | MExercise | 7,400 | $4.3151 | $31,932 | |