| Jan 2, 2024 | SFBCSound Financial Bancorp, Inc. | SJSTILWELL JOSEPH 10% Owner (+5) | PPurchase | 404 | $39.00 | $15,756 | |
| Jan 2, 2024 | CATCATERPILLAR INC | SS | Holdings only | — | — | — | |
| Jan 2, 2024 | CATCATERPILLAR INC | CD | Holdings only | — | — | — | |
| Jan 2, 2024 | PMNProMIS Neurosciences Inc. | SJ | Holdings only | — | — | — | |
| Jan 2, 2024 | ACURACURA PHARMACEUTICALS, INC | WBWESSON BRUCE F Director · Other | MExercise | 37,500 | — | — | |
| Jan 2, 2024 | ACURACURA PHARMACEUTICALS, INC | TITHANGARAJ IMMANUEL Director | MExercise | 50,000 | — | — | |
| Jan 2, 2024 | ACURACURA PHARMACEUTICALS, INC | SW | MExercise | 50,000 | — | — | |
| Jan 2, 2024 | ACURACURA PHARMACEUTICALS, INC | RG | MExercise | 50,000 | — | — | |
| Jan 2, 2024 | SPESPECIAL OPPORTUNITIES FUND, INC. | GPGOLDSTEIN PHILLIP Chairman and Secretary · Director | PPurchase | 1,319 | $11.78 | $15,538 | |
| Jan 2, 2024 | SPESPECIAL OPPORTUNITIES FUND, INC. | WC | Holdings only | — | — | — | |
| Jan 2, 2024 | STWDSTARWOOD PROPERTY TRUST, INC. | SBSTERNLICHT BARRY S CEO, Chairman of Board · Director | MExercise | 125,000 | — | — | |
| Jan 2, 2024 | AXRAMREP CORP. | RR | Holdings only | — | — | — | |
| Jan 2, 2024 | AXRAMREP CORP. | CECLOUES EDWARD B II Director | Holdings only | — | — | — | |
| Jan 2, 2024 | HQHabrdn Healthcare Investors | MB | PPurchase | 1,000 | $16.58 | $16,580 | |
| Jan 2, 2024 | HQLabrdn Life Sciences Investors | MB | PPurchase | 1,000 | $13.57 | $13,570 | |
| Jan 2, 2024 | AHTASHFORD HOSPITALITY TRUST INC | NMNUNNELEY MARK Chief Accounting Officer | Holdings only | — | — | — | |
| Jan 2, 2024 | THQabrdn Healthcare Opportunities Fund | MB | PPurchase | 1,000 | $18.25 | $18,250 | |
| Jan 2, 2024 | AINCAshford Inc. | NMNUNNELEY MARK Chief Accounting Officer | Holdings only | — | — | — | |
| Jan 2, 2024 | VFLabrdn National Municipal Income Fund | MB | PPurchase | 1,000 | $10.19 | $10,190 | |
| Jan 2, 2024 | TPLTexas Pacific Land Corp | BSBUFFINGTON STEPHANIE Chief Accounting Officer | FTax | 16 | $1,572.45 | $25,159 | |
| Jan 2, 2024 | BHRBraemar Hotels & Resorts Inc. | NMNUNNELEY MARK Chief Accounting Officer | Holdings only | — | — | — | |
| Jan 2, 2024 | LEGHLegacy Housing Corp | HCHodgson Curtis Drew Director · 10% Owner · Other | SSale | 17,400 | $24.87 | $432,738 | |
| Jan 2, 2024 | ALTAltimmune, Inc. | EREisenstadt Richard I Chief Financial Officer | FTax | 3,044 | $11.25 | $34,245 | |
| Jan 2, 2024 | EXCEXELON CORP | LGLittleton Gayle EVP & Chief Legal Officer | FTax | 9,065 | $35.90 | $325,434 | |
| Jan 2, 2024 | EXCEXELON CORP | AA | AGrant | 1,052 | $39.21 | $41,249 | |
| Jan 2, 2024 | EXCEXELON CORP | BW | AGrant | 1,052 | $39.21 | $41,249 | |
| Jan 2, 2024 | EXCEXELON CORP | CMCheshire Marjorie Rodgers Director | AGrant | 1,052 | $39.21 | $41,249 | |
| Jan 2, 2024 | EXCEXELON CORP | JL | AGrant | 1,052 | $39.21 | $41,249 | |
| Jan 2, 2024 | EXCEXELON CORP | LCLillie Charisse R Director | AGrant | 1,052 | $39.21 | $41,249 | |
| Jan 2, 2024 | EXCEXELON CORP | RA | AGrant | 1,052 | $39.21 | $41,249 | |
| Jan 2, 2024 | EXCEXELON CORP | RM | AGrant | 1,052 | $39.21 | $41,249 | |
| Jan 2, 2024 | EXCEXELON CORP | YJ | AGrant | 1,052 | $39.21 | $41,249 | |
| Jan 2, 2024 | OISOIL STATES INTERNATIONAL, INC | PR | AGrant | 1,841 | $6.79 | $12,500 | |
| Jan 2, 2024 | NTRSNORTHERN TRUST CORP | CS | AGrant | 88.64 | $84.38 | $7,479 | |
| Jan 2, 2024 | ERIEERIE INDEMNITY CO | SD | JOther | 0.11 | $334.92 | $38 | |
| Jan 2, 2024 | INGRIngredion Inc | SDSeip David Eric SVP, Global Ops and CSCO | Holdings only | — | — | — | |
| Jan 2, 2024 | INGRIngredion Inc | XJXu Jinghuai SVP, Chief Innovation Officer | Holdings only | — | — | — | |
| Jan 2, 2024 | GGGGRACO INC | BA | Holdings only | — | — | — | |
| Jan 2, 2024 | GGGGRACO INC | EE | Holdings only | — | — | — | |
| Jan 2, 2024 | CHDCHURCH & DWIGHT CO INC /DE/ | DMDE MAYNADIER PATRICK D EVP, Gen. Counsel & Secretary | Holdings only | — | — | — | |
| Jan 2, 2024 | CHDCHURCH & DWIGHT CO INC /DE/ | FMFARRELL MATTHEW President and CEO · Director | Holdings only | — | — | — | |
| Jan 2, 2024 | GGGGRACO INC | FJ | Holdings only | — | — | — | |
| Jan 2, 2024 | GGGGRACO INC | GJ | Holdings only | — | — | — | |
| Jan 2, 2024 | GGGGRACO INC | ML | Holdings only | — | — | — | |
| Jan 2, 2024 | ROCKGIBRALTAR INDUSTRIES, INC. | MTMurphy Timothy F. Senior VP and CFO | Holdings only | — | — | — | |
| Jan 2, 2024 | GGGGRACO INC | VSVAN SANT R WILLIAM Director | Holdings only | — | — | — | |
| Jan 2, 2024 | GGGGRACO INC | WK | Holdings only | — | — | — | |
| Jan 2, 2024 | AVNTAVIENT CORP | PCPederson Christopher SVP, President SEM | IDiscretionary | 318.34 | $42.31 | $13,469 | |
| Jan 2, 2024 | KFSKINGSWAY FINANCIAL SERVICES INC | FJFitzgerald John Taylor Maloney President and CEO · Director | PPurchase | 296 | $8.46 | $2,504 | |
| Jan 2, 2024 | KFSKINGSWAY FINANCIAL SERVICES INC | HK | PPurchase | 185 | $8.46 | $1,565 | |